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Legal

Documents & Disclosures

Review legal, regulatory, account, and platform documents for Adelphi.
Documents may be updated from time to time.
Account Info Change FormAffiliate Marketing Opt-OutBank Link Terms & ConditionsBusiness Continuity Plan SummaryClient Relationship SummaryCustomer AgreementDeposits & WithdrawalsElectronic Signature and Electronic Delivery Consent AgreementE-Consent & Bank TransferETF Risk DisclosureExtended Hours TradingFee ScheduleFINRA Public DisclosureIRA DisclosureLimited Trading AuthorizationPlatform Risk DisclosurePrivacy Policy and GLBA Consumer Privacy NoticeRegulation Best Interest DisclosureRule 606 Order Routing DisclosureTerms of ServiceTraditional and Roth IRA Custodial Account Agreement